Vice President Audit Leader - Markets & Wealth Services

Join BNY as a Vice President Audit Leader for our Markets and Wealth Services division. This is a pivotal role where you'll lead independent audits across trading, markets, and wealth platforms. You will assess critical risks, evaluate internal controls, and provide actionable recommendations that foster strong governance and ensure regulatory compliance. In this position, you will design and carry out risk-based audit plans, utilize data analytics to uncover emerging issues, and effectively communicate significant findings to senior leaders. By collaborating with global teams, you will enhance BNY's control environment while promoting a culture of integrity, innovation, and continuous improvement.

Key Responsibilities Include

• Leading risk-based audits across Markets and Wealth Services businesses
• Assessing the design and effectiveness of internal controls and governance
• Identifying, analyzing, and reporting on key operational, financial, and compliance risks
• Developing and executing audit programs, integrating data analytics as needed
• Preparing clear and concise audit reports and presenting key findings to senior management
• Monitoring remediation plans and validating the completion of corrective actions
• Collaborating with global stakeholders to establish best practices and standards
• Staying updated on regulatory developments impacting markets and wealth services
• Contributing to the continuous improvement of audit methodologies and tools
• Coaching and mentoring junior auditors on engagements and best practices

Essential Skills Required

• Proven experience in internal auditing
• Strong risk assessment capabilities
• Knowledge of capital markets
• Understanding of wealth and asset management
• Familiarity with internal controls (SOX, COSO)
• Expertise in regulatory compliance (SEC, Fed, OCC)
• Proficiency in data analysis and audit analytics tools
• Excellent report writing and presentation skills
• Effective stakeholder communication, especially with senior executives
• Leadership skills and project management experience